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Expanded transfer agency support for evolving markets.

SEI provides SEC-registered transfer agency services for registered and retail-distributed investment products, built on deep experience supporting CITs and proprietary vehicles. 

Delivered by experienced teams through a unified model, these services support direct investor servicing for traditional and alternative managers. 

Stay ahead of shifting markets.

As public and private markets converge, private and semi‑liquid strategies—including interval funds, tender‑offer funds, BDCs, and other registered, retail‑accessible structures—are increasingly delivered through registered product vehicles. That shift creates new demands across servicing, reporting, compliance, and operations that SEI’s integrated transfer agency model is built to support. 

Experience-led service, supported by modern technology.

SEI delivers transfer agency services through an experienced team that brings 18 years of institutional transfer agency experience and a consultative approach to onboarding and ongoing support. A modern, cloud-based, API-led platform supports real-time recordkeeping and connects core workflows for greater consistency and flexibility.

Move beyond fragmented service models.

Disjointed systems and manual handoffs increase risk as products and investor bases grow more complex. SEI brings servicing, compliance, and transaction workflows together to reduce administrative burden, improve coordination, and help firms maintain greater control over the investor experience. 

Built for integrated, scalable investor operations.

SEI’s SEC‑registered transfer agency services provide the core capabilities needed to support registered and retail‑distributed products: 

Investor account management and recordkeeping

Supports account setup, maintenance, investor records, and core servicing throughout the account lifecycle, including Securities Exchange Act of 1934 (’34 Act) compliance requirements.

Transaction processing across registered and semi‑liquid products

Manages subscriptions, redemptions, transfers, tenders, dividends, capital gains processing, and related transaction activity across complex product structures. 

Digital investor and intermediary access 

Provides digital onboarding, account access, document submission, and improved visibility across investor, representative, and distribution touchpoints. 

Operational workflows and regulatory support 

Streamlines processing, reconciliation, and workflow management while supporting key regulatory requirements, including investor verification, AML/KYC, reporting, and related servicing controls.  

Investor servicing and broker‑dealer support 

Connects investor support, intermediary channels, market platforms, and servicing workflows to support distribution and ongoing engagement. 

Statements, confirmations, and tax reporting 

Facilitates investor communications and reporting, including statements, confirmations, and tax documentation, to support a consistent servicing experience. 

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Let's talk about what's next.

Connect with us to discuss how an integrated transfer agency model can support your next phase of growth.

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